Northern Trust Investments

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Asset Management at Northern Trust comprises Northern Trust Investments, Inc., Northern Trust Global Investments Ltd., Northern Trust Global Investments Japan, K.K., The Northern Trust Company of Connecticut and its subsidiaries, including NT Global Advisors, Inc., and investment personnel of The Northern Trust Company.

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* 1. What securities licenses do you currently hold?		Series 7 Series 6 Series 24 Series 65 Series 66 Other

* 2. What professional designations do you currently hold?		CFA CFP CIC CPM CIM None Other

* 3. What is your length of experience as an investment professional?		less than 1 year 1 to 3 years 4 to 7 years 8 to 10 years more than 10 years

4. Which kind of investment products do you recommend to your clients?		Individual stocks and bonds Separate Accounts Mutual Funds Insurance-related investments Other

5. Which of the following would best describe your registration as a financial advisor?		Your own Registered Investment Advisor Advisor representative of a Broker-Dealer Firm Advisor representative of a Non Broker-Dealer Firm Other

6. What is the total amount of assets you personally have under management?		Less than $50 million $50 - $100 million More than $100 million Will not disclose

7. Which of the following best describe how you are compensated?		Fee only Commission only Both fee and commision Salary Will not disclose

8. Accept Terms and Conditions